From legal compliance to strategic advisory, we offer a wide range of services to support your business at every step.
From legal compliance to strategic advisory, we offer a wide range of services to support your business at every step.
It is a customized solution for undervalued Companies with great growth potential, aimed at unlocking their real worth by performing a chain of corporate actions.
Financial markets are inherited with volatilities and there is no assurance of returns on investments.
Corporate Governance, the buzz word, all about commitment, transparency, fairness and ethical business practices has lately become a pre-requisite for attaining growth worldwide.
(CVE) is a customized solution for undervalued Companies with great growth potential, aimed at unlocking their real worth by performing a chain of corporate actions.
Delhi
mumbai
Ahmedabad
chennai
Delhi
mumbai
Ahmedabad
chennai
Securities Law Advisory
End-to-End Investigation Support
Stock Exchanges’ Proceedings
SEBI’s Adjudication / Inquiry Proceedings
SEBI Prosecutions
Representation before Courts and Tribunals
ADR, Settlements & Exemptions
Investor Complaint Resolution
Comprehensive Legal Advisory & Opinions
PIT Advisory & Policy Making
Due Diligence & Audit Services
Intermediary Registration & Regulatory Services
Fund & Investment Advisory
It is a long established fact that a reader will be distracted by the readable content of a page when looking at its layout.
Analyze the client’s legal and compliance posture.
Develop clear, defense-ready responses and strategies.
Prepare filings, replies, and applications with precision.
Represent clients before SEBI, exchanges, SAT, and courts.
Assist in building internal frameworks and risk controls.
Facing a SEBI issue or need legal clarity? Let our securities law experts guide you.
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Assisted a prominent listed company in addressing non-compliance with the SEBI (PIT) Regulations, 2015 due to unauthorized trading by a Designated Person during a restricted period. We drafted a Show Cause Notice (SCN) detailing the non-compliance and prepared a Recommendation Note proposing disciplinary actions per the company’s penalty matrix. Our guidance helped the client effectively resolve the issue, strengthen internal controls, and affirm their commitment to SEBI compliance, reducing potential regulatory scrutiny.
Successfully represented our client, a publicly listed company, which faced a Delisting Order due to alleged non-compliance. The Show Cause Notice was delayed and sent to an outdated address. We challenged the delisting order, highlighting procedural flaws and emphasizing the company's remedial actions. The client submitted a proposal, including payment, which the Hon'ble SAT accepted, directing the exchange to consider it legally. This strategic approach led to a favorable outcome for our client.
Assisted Clients in formulating appropriate responses to queries raised by Stock Exchanges such as NSE and BSE. These queries pertain to a disclosure/public announcement made by the Company pertaining to a transaction or a material event, and actions taken by the Company for maintaining internal checks and control and preventing insider trading.
Successfully represented clients in a SEBI inquiry concerning alleged violations under the SEBI (SAST) Regulations. While SEBI claimed an 8-day delay in making a public announcement following a 2015 order, it accepted our contention that the compliance period should be counted from the date the order was served, not issued. We demonstrated that the delay was due to late service and logistical challenges and that our clients acted in good faith with no intent to evade obligations. The case was resolved without any monetary penalties.
Successfully represented multiple entities in a high-profile insider trading case before SEBI involving Lux Industries Limited. SEBI had initially imposed stringent restrictions, including freezing bank accounts, as part of an interim order alleging trading based on Unpublished Price Sensitive Information (UPSI). After a detailed analysis and comprehensive submissions by our team, SEBI found insufficient evidence to establish the flow of UPSI and revoked the interim order. All restrictions were lifted, and the impounded amounts were ordered to be released with interest.
Represented a client before SEBI who was issued a Show Cause Notice after previously receiving a Warning Letter on the same subject matter. SEBI alleged violations related to insider trading activities. Our primary argument centred on the jurisdictional aspect, asserting that the Noticee had not violated the terms of the Warning Letter. Therefore, the subsequent Show Cause Notice was not maintainable. As a result of our efforts, SEBI dropped all charges against the client, recognizing that the earlier Warning Letter sufficed and that no further violations had occurred.
Assisted Clients in establishing Category-I Alternative Investment Funds (AIF). Our role involved managing every aspect of the process, from drafting key documentation to submitting filings with SEBI. By utilizing our expertise in AIF regulations and maintaining a meticulous approach, we achieved a seamless and successful registration.
