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Insider Trading is considered a serious white-collar crime that occurs when insiders of a listed company trade securities while in possession of Unpublished Price Sensitive Information (UPSI). This breach of trust can lead to significant damage to the confidence of stakeholders. With regulators like SEBI becoming increasingly vigilant, monitoring insider trading has become more crucial.

At Corporate Professionals, our specialized team of lawyers and company secretaries brings extensive experience in assisting listed companies with compliance, legal advisory, and regulatory reporting related to insider trading laws. We ensure that your organization adheres to the latest amendments in SEBI's Insider Trading Laws and help establish an effective mechanism to prevent market infractions.

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Key Offerings

Review of Policies and Formulation of Code of Conduct

Every listed company and market intermediary is required to formulate a code of conduct to regulate, monitor, and report trading activities by designated persons. We assist companies in drafting and implementing these codes of conduct in accordance with SEBI regulations and industry best practices. Additionally, we review existing company policies and procedures related to insider trading, identifying gaps and recommending solutions to ensure full compliance with insider trading laws.
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Designing Internal Control Systems

Preventing insider trading begins with robust internal controls. Our professionals work with your company to identify potential insider threats and set up effective controls to mitigate these risks. By interviewing department heads and conducting a thorough review of internal processes, we recommend safeguards tailored to your organization's needs, ensuring that your company remains protected from insider trading risks.
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Insider Law Audit

The responsibilities of boards and audit committees have been significantly expanded by SEBI to ensure compliance with insider trading laws. Our Insider Law Audit services help organizations meet these enhanced requirements by providing periodic monitoring of insider trading compliance. We work closely with audit committees to review systems, controls, and overall compliance with SEBI regulations, ensuring that your company remains aligned with the law.
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Insider's Training & Workshops

Our team offers comprehensive training workshops designed to educate designated persons, including promoters, board members, and key managerial personnel (KMPs), on the implications of insider trading laws. These workshops help employees understand their roles and responsibilities under the law, while providing insight into the legal framework surrounding Prohibition of Insider Trading (PIT) regulations. By raising awareness, we help companies foster a culture of compliance.
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Tool for Insider Law Management - INSILYSIS

INSILYSIS, our proprietary insider law management tool, helps companies effectively track, manage, and prevent insider trading. This tool ensures compliance with SEBI’s requirement for maintaining a Structured Digital Database (SDD) of persons or entities that handle UPSI. INSILYSIS facilitates real-time tracking of individuals who possess or share UPSI and ensures that all records are maintained as per regulatory guidelines. This system is not limited to listed companies, but also applies to intermediaries and fiduciaries who routinely access sensitive information.
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Services pertaining to Structured Digital Database

In compliance with SEBI’s Prohibition of Insider Trading (PIT) regulations, maintaining a Structured Digital Database (SDD) has become a critical requirement for listed companies. Our expert team offers comprehensive SDD services, ensuring that your organization adheres to regulatory standards while safeguarding sensitive data.

Insider Law Services for the Fiduciaries and Intermediaries:

Fiduciaries and intermediaries play a vital role in the corporate ecosystem, especially in matters involving unpublished price-sensitive information (UPSI). Our Insider Law Services are designed to help fiduciaries and intermediaries comply with SEBI’s Prohibition of Insider Trading (PIT) regulations, safeguarding your organization from non-compliance risks.

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Representation before Appellate Authority

Our team has extensive experience representing clients before regulatory authorities, quasi-judicial bodies, and appellate tribunals. We provide expert legal drafting and representation services for cases related to insider trading laws. Having successfully handled over 500 transactions for listed companies, registered intermediaries, and other market players, our team is well-versed in dealing with insider trading disputes and ensuring that clients receive the best possible outcome.
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Service approach that guarantees efficiency

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Policy Review & Code Formulation

We assess your existing insider trading policies and help draft new codes of conduct that align with SEBI regulations.

Internal Control Design

We work with your internal teams to identify risks and implement control mechanisms.

Audit & Compliance Monitoring

We perform audits to ensure full compliance with insider trading laws and SEBI regulations.

Training & Workshops

We educate designated persons and key management on insider trading laws and compliance responsibilities.

Representation & Legal Support

We provide expert representation before regulatory authorities in cases related to insider trading.

Contact Us

For expert guidance on insider trading compliance and risk management, contact our Insider Law Advisory team today.

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Case Studies
IT Sector

Assisted in creating and implementing a comprehensive code of conduct to ensure full compliance with SEBI’s insider trading regulations, reducing insider trading risks by 30%.

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Financial Services

Conducted a detailed insider law audit, resulting in the identification and mitigation of potential compliance lapses, ensuring a clean audit from SEBI.

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Pharmaceuticals

Provided insider trading workshops to KMPs and board members, improving compliance awareness and reducing the risk of insider trading incidents.

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Other Expertise